Kim Lisa TaylorSecurities Attorney, Founder, Syndication Attorneys, PLLC · Corporate Securities Attorney, 2x Best-Selling Author, Nationwide Speaker | Private Placement

Thinking about raising capital for someone else’s syndicate? Think again!

8 Oct 2025 · 1 min

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In this concise video, the speaker warns that individuals cannot legally raise capital for another person's syndicate unless they are a licensed securities broker‑dealer (or hold a comparable authorization). Acting as an outside consultant or taking a commission without the proper license can lead to severe consequences, including felony charges, loss of exemption status, and being barred from future securities deals. The speaker emphasizes that only those with an active, licensed role and relevant experience may raise capital, and urges viewers to follow for further guidance on lawful capital‑raising methods.

Chapters

Can you raise capital for someone else's syndicate? Here's the truth: no, you can't. Unless you're a licensed securities broker-dealer, or RU. Let's dive in. You can't just sign up as an outside consultant and expect to get a commission for raising money. Yes, serious consequences like felony charges, loss of exemption, and being barred from future deals. Not worth it, right? Here's the deal: only those with active roles and experience can legally raise capital. No shortcuts. Want to know how you can raise capital legally and avoid the risk? Follow us for more such insights.